About
North Rock Capital Management, LLC is an investment management firm built upon a global multi-PM investment platform.
Investment Approach
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A research-driven process that looks to combine multiple sources of alpha-based returns while maintaining risk discipline.
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​Specialized PM Teams
We principally seek to partner with sector, industry, and regional specialists that possess deep experience in a defined universe of securities and utilize that specialization and focus to pursue long-term sustainable alpha.
Equity-Focused Alpha Generation
Our focus is to harness and manage the combined prowess of our PM Teams to achieve high-quality returns through idiosyncratic risk, with low dependence on market direction. We pursue
alpha — in other words, the portion of a return that cannot be explained by market exposure.
Risk Management
The North Rock strategy combines a low-net exposure framework with active risk management in its effort to optimize the risk-reward ratio. We maintain real-time, continuous insight into portfolio exposures and compliance with contractual investment guidelines.
Dynamic Portfolio Management
In pursuit of this goal, we seek to actively manage capital allocations across PM Teams, sectors, regions, and strategies.
We don’t just talk about culture — we invest in it.
At North Rock, we believe that when our people thrive, our performance follows.
Long-Term Partnership
We focus on building enduring, mutually
beneficial relationships with both investors and portfolio managers.
Continuous Improvement
We aim to strengthen our own processes by encouraging open feedback, fostering collaboration across teams, and consistently looking for ways we can improve how we operate.
Talent Investment
We pride ourselves on taking a long-term approach to hiring and retaining what we view as best-in-class talent across regions and sectors.
Reinvestment
We reinvest in the ongoing development of our people and advance technology to support professional growth as well as data-driven research, risk management, and execution.
Culture & Values
CONNECTED
ENGAGED
EMPOWERED
